13D Filing: Blue Mountain Capital and Eastman Kodak Co (KODK)

1

NAMES OF
REPORTING PERSONS

BlueMountain Capital Management, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See instructions)

(a) ☒ (b) ☐

3

SEC USE ONLY

4

SOURCE OF FUNDS (See
instructions)

WC, OO

5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

☐

6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Delaware, United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

4,811,358 (1)

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

4,811,358 (1)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,811,358 (1)

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (see instructions)

☐

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

11.2% (2)

14

TYPE OF REPORTING PERSON (See
instructions)

IA

13D Filing: Blue Mountain Capital and Eastman Kodak Co (KODK)

Published on April 28, 2017 at 1:41 pm by Insider Monkey Staff in Hedge Funds

Page 2 of 27 – SEC Filing

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1	NAMES OF REPORTING PERSONS BlueMountain Capital Management, LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions) (a) ☒ (b) ☐
3	SEC USE ONLY
4	SOURCE OF FUNDS (See instructions) WC, OO
5	CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ☐
6	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		7	SOLE VOTING POWER 0
		8	SHARED VOTING POWER 4,811,358 (1)
		9	SOLE DISPOSITIVE POWER 0
		10	SHARED DISPOSITIVE POWER 4,811,358 (1)
11	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,811,358 (1)
12	CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐
13	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.2% (2)
14	TYPE OF REPORTING PERSON (See instructions) IA