13D Filing: Blue Mountain Capital and Eastman Kodak Co (KODK)

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Page 11 of 27 – SEC Filing


CUSIP No. 277461406

  1

NAMES OF
REPORTING PERSONS

BlueMountain Kicking Horse Fund L.P.

  2

CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (See instructions)

(a)  ☒        (b)  ☐

  3

SEC USE ONLY

  4

SOURCE OF FUNDS (See
instructions)

WC, OO

  5

CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

  6

CITIZENSHIP OR PLACE OF
ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  7

SOLE VOTING POWER

0

  8

SHARED VOTING POWER

162,740 (1)

  9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

162,740 (1)

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

162,740 (1)

12

CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES (see instructions)

13

PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

0.4% (2)

14

TYPE OF REPORTING PERSON (See
instructions)

PN

(1) Includes the 17,296 Warrants held by Kicking Horse.
(2) The percentage set forth in Row 13 of this Cover Page is based on the 42,451,096 shares of Common Stock of the Issuer outstanding as of March 29, 2017, as reported on Form DEF 14A, and is calculated assuming that
the Warrants held by Kicking Horse, but no other Warrants, have been exercised.

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