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Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bienville Argentina Opportunities Fund | 0 | 1,507,696 | 0 | 1,507,696 | 1,507,696 | 10.0% |
BAOF | 0 | 1,507,696 | 0 | 1,507,696 | 1,507,696 | 10.0% |
Bienville Argentina Opportunities Master Fund | 0 | 1,471,838 | 0 | 1,471,838 | 1,471,838 | 9.8% |
BAOF GP | 0 | 1,471,838 | 0 | 1,471,838 | 1,471,838 | 9.8% |
Bienville Capital Management | 0 | 2,979,534 | 0 | 2,979,534 | 2,979,534 | 19.8% |
William Herbert Stimpson, II | 0 | 2,979,534 | 0 | 2,979,534 | 2,979,534 | 19.8% |
Michael Cullen Thompson, Jr | 0 | 2,979,534 | 0 | 2,979,534 | 2,979,534 | 19.8% |
Donald Stoltz, III | 0 | 2,979,534 | 0 | 2,979,534 | 2,979,534 | 19.8% |
Page 1 of 14 – SEC Filing
Eco Stim Energy Solutions, Inc.
Common Stock
27888D101
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Page 2 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 2 of 14 Pages |
1. | NAMES OF REPORTING PERSONS Bienville Argentina Opportunities Fund 2.0, LP | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 1,507,696 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 1,507,696 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,507,696 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% | |||
14. | TYPE OF REPORTING PERSON OO |
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Page 3 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 3 of 14 Pages |
1. | NAMES OF REPORTING PERSONS BAOF 2.0 GP, LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 1,507,696 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 1,507,696 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,507,696 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% | |||
14. | TYPE OF REPORTING PERSON OO |
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Page 4 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 4 of 14 Pages |
1. | NAMES OF REPORTING PERSONS Bienville Argentina Opportunities Master Fund, LP | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 1,471,838 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 1,471,838 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,471,838 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.8% | |||
14. | TYPE OF REPORTING PERSON PN |
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Page 5 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 5 of 14 Pages |
1. | NAMES OF REPORTING PERSONS BAOF GP, LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 1,471,838 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 1,471,838 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,471,838 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.8% | |||
14. | TYPE OF REPORTING PERSON OO |
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Page 6 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 6 of 14 Pages |
1. | NAMES OF REPORTING PERSONS Bienville Capital Management, LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 2,979,534 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 2,979,534 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,534 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.8% | |||
14. | TYPE OF REPORTING PERSON IA |
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Page 7 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 7 of 14 Pages |
1. | NAMES OF REPORTING PERSONS William Herbert Stimpson, II | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 2,979,534 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 2,979,534 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,534 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.8% | |||
14. | TYPE OF REPORTING PERSON IN |
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Page 8 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 8 of 14 Pages |
1. | NAMES OF REPORTING PERSONS Michael Cullen Thompson, Jr. | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 2,979,534 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 2,979,534 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,534 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.8% | |||
14. | TYPE OF REPORTING PERSON IN |
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Page 9 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 9 of 14 Pages |
1. | NAMES OF REPORTING PERSONS Donald Stoltz, III | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 2,979,534 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 2,979,534 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,534 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.8% | |||
14. | TYPE OF REPORTING PERSON IN |
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Page 10 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 10 of 14 Pages |
1. | Bienville Argentina Opportunities Fund 2.0, LP, a Delaware exempted limited partnership (“Argentina Fund 2”) |
2. | BAOF 2.0 GP, LLC, a Delaware limited partnership (“General Partner 2”) |
3. | Bienville Argentina Opportunities Master Fund, LP, a Cayman Islands exempted limited partnership (“Argentina Fund”); |
4. | The General Partner, a Delaware limited liability company; |
5. | Bienville Capital Management, LLC, a Delaware limited liability company (“Investment Manager”); |
6. | William Herbert Stimpson, II |
7. | Michael Cullen Thompson, Jr. |
8. | Donald Stoltz, III |
(b) | Residence or business address |
1. | Argentina Fund 2 is registered in Delaware and the address of its principal office is with its principal office at 521 Fifth Avenue, 35th Fl, NYC, NY 10175. |
2. | General Partner 2 is a Delaware limited liability company and the address of its principal office is 521 Fifth Avenue, 35th Fl, NYC, NY 10175. |
3. | The Argentina Fund is registered in Delaware and the address of its principal office is 521 Fifth Avenue, 35th Fl, NYC, NY 10175. |
4. | The General Partner, is a Delaware limited liability company and its principal office is with its principal office at 521 Fifth Avenue, 35th Fl, NYC, NY 10175. |
5 | Bienville Capital Management, LLC, is a Delaware limited liability company and its principal office is located at 521 5th Avenue, 35th Floor New York, NY 10175. |
6. | The principal residence of William Herbert Stimpson II is 60 White Oak Shade Rd., New Canaan, CT, 06840. |
7 | The principal residence of Michael Cullen Thompson, Jr. is 29839 Cuthbert Rd. Malibu, CA, 90265. |
8. | The principal residence of Donald Stoltz, III is 12 Vanderbilt Drive Livingston, NJ 07039. |
(c) | Argentina Fund and Argentina Fund 2 are principally engaged in the business of investing in other companies. The General Partner and General Partner 2 are principally engaged in the business of serving as the general partner to certain funds, including Argentina Fund and Argentina Fund 2. The Investment Manager is principally engaged in the business of providing investment advisory services and consulting services. Mr. Stimpson, Mr. Thompson, and Mr. Stoltz are employed by the Investment Manager. |
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Page 11 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 11 of 14 Pages |
(d) | During the last five years, none of the Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). |
(e) | During the last five years, none have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
(f) | Mr. Stimpson, Mr. Thompson, and Mr. Stoltz are citizens of the United States. The jurisdictions for the Argentina Fund 2, the General Partner 2, the Argentina Fund, the General Partner, and the Investment Manager are listed above in subsection a. |
(a) | The acquisition by any person of additional securities of the issuer, or the disposition of the securities of the issuer; |
(b) | An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; |
(c) | A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries, except as described above; |
(e) | Any material change in the present capitalization or dividend policy of the issuer; |
(f) | Any other material change in the issuer’s business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940; |
(g) | Changes in the issuer’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; |
(h) | Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; |
(i) | A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or |
(j) | Any action similar to those enumerated above. |
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Page 12 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 12 of 14 Pages |
(a) | As of April 13, 2017 the Argentina Fund owned 1,471,838 shares of common stock and the Argentina Fund 2 owned 1,507,696 shares of common stock. The General Partner and Investment Manager could be deemed to be indirect beneficial owners of the reported shares. The General Partner, General Partner 2, the Investment Manager, Mr. Stimpson, Mr. Thompson, and Mr. Stoltz disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
(b) | The responses to Items 7-13 of the cover page of this Schedule 13D are incorporated herein. |
(c) | On April 3, 2017, 1,507,696 shares of the Issuer were transferred by Argentina Fund to Argentina Fund 2 as part of an in-kind distribution of assets by Argentina Fund to certain of its investors who have elected to rollover all or a portion of their investment in Argentina Fund to Argentina Fund 2 via an in-kind contribution of securities to Argentina Fund 2. Accordingly, there was no change in beneficial ownership of any investors with respect to the shares of the Issuer as a result of the transaction. |
(d) | Except as disclosed herein, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by each of the Reporting Persons. |
(e) | Not applicable. |
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Page 13 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 13 of 14 Pages |
Dated: April 13, 2017 | ||
Bienville Argentina Opportunities Fund 2.0, LP | ||
By: | BAOF 2.0 GP, LLC, its General Partner | |
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
BAOF 2.0 GP, LLC as General Partner of Bienville Argentina Opportunities Fund 2.0, LP | ||
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
Bienville Argentina Opportunities Master Fund, LP | ||
By: | BAOF GP, LLC, its General Partner | |
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
BAOF GP, LLC, as General Partner of Bienville Argentina Opportunities Master Fund, LP | ||
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
Bienville Capital Management, LLC, as Investment Manager of Bienville Argentina Opportunities Master Fund, LP and Bienville Argentina Opportunities Fund 2.0, LP | ||
By: | /s/ William H. Stimpson, II | |
Name: | William H. Stimpson, II | |
Title: | Managing Member | |
William H. Stimpson, II, as Managing Member of the Investment Manager, BAOF GP, LLC and BAOF 2.0 GP, LLC | ||
/s/ William H. Stimpson, II | ||
M. Cullen Thompson, Jr., as Managing Member of the Investment Manager, BAOF GP, LLC and BAOF 2.0 GP, LLC | ||
/s/ M. Cullen Thompson, Jr., | ||
Donald Stoltz, III, as portfolio manager of the Investment Manager who is responsible for the Issuer’s matters | ||
/s/ Donald Stoltz, III |
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Page 14 of 14 – SEC Filing
CUSIP No. 27888D101 | 13D | Page 14 of 14 Pages |
Dated: April 13, 2017 | ||
Bienville Argentina Opportunities Fund 2.0, LP | ||
By: | BAOF 2.0 GP, LLC, its General Partner | |
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
BAOF 2.0 GP, LLC as General Partner of Bienville Argentina Opportunities Fund 2.0, LP | ||
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
Bienville Argentina Opportunities Master Fund, LP | ||
By: | BAOF GP, LLC, its General Partner | |
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
BAOF GP, LLC, as General Partner of Bienville Argentina Opportunities Master Fund, LP | ||
By: | /s/ Donald Stoltz, III | |
Name: | Donald Stoltz, III | |
Title: | Chief Operating Officer | |
Bienville Capital Management, LLC, as Investment Manager of Bienville Argentina Opportunities Master Fund, LP and Bienville Argentina Opportunities Fund 2.0, LP | ||
By: | /s/ William H. Stimpson, II | |
Name: | William H. Stimpson, II | |
Title: | Managing Member | |
William H. Stimpson, II, as Managing Member of the Investment Manager, BAOF GP, LLC and BAOF 2.0 GP, LLC | ||
/s/ William H. Stimpson, II | ||
M. Cullen Thompson, Jr., as Managing Member of the Investment Manager, BAOF GP, LLC and BAOF 2.0 GP, LLC | ||
/s/ M. Cullen Thompson, Jr., | ||
Donald Stoltz, III, as portfolio manager of the Investment Manager who is responsible for the Issuer’s matters | ||
/s/ Donald Stoltz, III |