13D Filing: Basswood Capital and Regional Management Corp. (RM)

Page 10 of 19

Page 10 of 19 – SEC Filing


CUSIP No. 75902K106
Page 10 of 19 Pages
1
NAME OF REPORTING PERSON
Basswood Opportunity Fund, Inc.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3
SEC USE ONLY
4
SOURCE OF FUNDS
WC
5
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
23,975 (see Item 5)
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
23,975 (see Item 5)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,975 (see Item 5)
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES (SEE INSTRUCTIONS) 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.21%
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO

Follow Regional Management Corp. (NYSE:RM)

Page 10 of 19