Bridge Bancorp Inc (NASDAQ:BDGE): Matthew Lindenbaum’s Basswood Capital filed an amended 13D.
You can check out Basswood Capital’s latest holdings and filings here.
Please follow Basswood Capital (if you aren’t already doing so) to get real-time email alerts whenever we publish an article about Basswood Capital or update its stock holdings.
Follow Matthew Lindenbaum's Basswood Capital
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Basswood Capital Management | 0 | 1,659,492 | 0 | 1,659,492 | 1,659,492 | 8.42% |
Basswood Partners | 0 | 480,813 | 0 | 480,813 | 480,813 | 2.44% |
Basswood Enhanced Long Short GP | 0 | 742,184 | 0 | 742,184 | 742,184 | 3.77% |
Basswood Opportunity Partners | 0 | 321,019 | 0 | 321,019 | 321,019 | 1.63% |
Basswood Opportunity Fund, Inc | 0 | 22,865 | 0 | 22,865 | 22,865 | 0.12% |
Basswood Enhanced Long Short Fund | 0 | 742,184 | 0 | 742,184 | 742,184 | 3.77% |
Basswood Financial Fund | 0 | 129,456 | 0 | 129,456 | 129,456 | 0.66% |
Basswood Financial Fund, Inc | 0 | 80,746 | 0 | 80,746 | 80,746 | 0.41% |
Basswood Financial Long Only Fund | 0 | 30,338 | 0 | 30,338 | 30,338 | 0.15% |
Matthew Lindenbaum | 161,015 | 1,659,492 | 161,015 | 1,659,492 | 1,820,507 | 9.24% |
Bennett Lindenbaum | 138,282 | 1,659,492 | 138,282 | 1,659,492 | 1,797,774 | 9.12% |
Abigail Tambor | 0 | 97,202 | 0 | 97,202 | 97,202 | 0.49% |
Nathan Lindenbaum | 3,889 | 311,319 | 3,889 | 311,319 | 315,208 | 1.60% |
Nathan J. Lindenbaum | 0 | 50,197 | 0 | 50,197 | 50,197 | 0.25% |
Naftali Asher Investments | 0 | 60,834 | 0 | 60,834 | 60,834 | 0.31% |
Victoria and Benjamin Feder | 0 | 9,875 | 0 | 9,875 | 9,875 | 0.05% |
Victoria L Feder | 0 | 87,327 | 0 | 87,327 | 87,327 | 0.44% |
Marcel Lindenbaum | 68,937 | 0 | 68,937 | 0 | 68,937 | 0.35% |
Shari A. Lindenbaum | 0 | 12,211 | 0 | 12,211 | 12,211 | 0.06% |
Shari A. Lindenbaum | 0 | 111,031 | 0 | 111,031 | 111,031 | 0.56% |
Benjamin Feder | 0 | 87,327 | 0 | 87,327 | 87,327 | 0.44% |
Shai Tambor | 0 | 194,404 | 0 | 194,404 | 194,404 | 0.99% |
MGS Partners | 0 | 81,000 | 0 | 81,000 | 81,000 | 0.41% |
Follow Matthew Lindenbaum's Basswood Capital
Page 1 of 32 – SEC Filing
Bridge Bancorp, Inc. |
Common Stock |
108035106 |
Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York, NY 10022 Attn: Matthew Lindenbaum With a copy to: Willkie Farr & Gallagher LLP 787 Seventh Avenue New York, NY 10019 Attn: Michael A. Schwartz, Esq. |
December 15, 2017 |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 2 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Capital Management, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 1,659,492 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 1,659,492 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,659,492 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 8.42% | |||||
14. | Type of Reporting Person (See Instructions) IA |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 3 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Partners, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 480,813 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 480,813 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 480,813 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 2.44% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 4 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Enhanced Long Short GP, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 742,184 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 742,184 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 742,184 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 3.77% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 5 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Opportunity Partners, LP | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 321,019 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 321,019 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 321,019 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 1.63% | |||||
14. | Type of Reporting Person (See Instructions) PN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 6 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Opportunity Fund, Inc. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Cayman Islands | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 22,865 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 22,865 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 22,865 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.12% | |||||
14. | Type of Reporting Person (See Instructions) CO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 7 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Enhanced Long Short Fund, LP | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 742,184 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 742,184 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 742,184 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 3.77% | |||||
14. | Type of Reporting Person (See Instructions) PN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 8 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Financial Fund, LP | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 129,456 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 129,456 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 129,456 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.66% | |||||
14. | Type of Reporting Person (See Instructions) PN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 9 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Financial Fund, Inc. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Cayman Islands | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 80,746 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 80,746 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 80,746 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.41% | |||||
14. | Type of Reporting Person (See Instructions) CO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 10 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Basswood Financial Long Only Fund, LP | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 30,338 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 30,338 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 30,338 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.15% | |||||
14. | Type of Reporting Person (See Instructions) PN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 11 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Matthew Lindenbaum | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 161,015 | ||||
8. | Shared Voting Power 1,659,492 | |||||
9. | Sole Dispositive Power 161,015 | |||||
10. | Shared Dispositive Power 1,659,492 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,820,507 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 9.24% | |||||
14. | Type of Reporting Person (See Instructions) IN/HC |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 12 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Bennett Lindenbaum | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 138,282 | ||||
8. | Shared Voting Power 1,659,492 | |||||
9. | Sole Dispositive Power 138,282 | |||||
10. | Shared Dispositive Power 1,659,492 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,797,774 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 9.12% | |||||
14. | Type of Reporting Person (See Instructions) IN/HC |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 13 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Abigail Tambor 2012 GST Trust | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization New York | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 97,202 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 97,202 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 97,202 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.49% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 14 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Nathan Lindenbaum | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) PF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 3,889 | ||||
8. | Shared Voting Power 311,319 | |||||
9. | Sole Dispositive Power 3,889 | |||||
10. | Shared Dispositive Power 311,319 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 315,208 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 1.60% | |||||
14. | Type of Reporting Person (See Instructions) IN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 15 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Nathan J. Lindenbaum 2015 Trust | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization New Jersey | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 50,197 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 50,197 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 50,197 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.25% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 16 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Naftali Asher Investments LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 60,834 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 60,834 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 60,834 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.31% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 17 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Victoria and Benjamin Feder 2012 Children’s Trust | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization New York | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 9,875 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 9,875 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 9,875 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.05% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 18 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Victoria L Feder 2012 GST Trust | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization New York | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 87,327 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 87,327 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 87,327 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.44% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 19 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Marcel Lindenbaum | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) PF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 68,937 | ||||
8. | Shared Voting Power 0 | |||||
9. | Sole Dispositive Power 68,937 | |||||
10. | Shared Dispositive Power 0 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 68,937 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.35% | |||||
14. | Type of Reporting Person (See Instructions) IN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 20 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Shari A. Lindenbaum 2014 Trust | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization New Jersey | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 12,211 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 12,211 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 12,211 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.06% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 21 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Shari A. Lindenbaum | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 111,031 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 111,031 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 111,031 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.56% | |||||
14. | Type of Reporting Person (See Instructions) IN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 22 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person Benjamin Feder | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 87,327 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 87,327 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 87,327 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.44% | |||||
14. | Type of Reporting Person (See Instructions) IN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 23 of 32 – SEC Filing
1. | Name of Reporting Person Shai Tambor | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) AF | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 194,404 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 194,404 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 194,404 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.99% | |||||
14. | Type of Reporting Person (See Instructions) IN |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 24 of 32 – SEC Filing
CUSIP No. 108035106 |
1. | Name of Reporting Person MGS Partners, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒ | |||||
3. | SEC Use Only | |||||
4. | Source of Funds (See Instructions) WC | |||||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | |||||
6. | Citizenship or Place of Organization New Jersey | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 7. | Sole Voting Power 0 | ||||
8. | Shared Voting Power 81,000 | |||||
9. | Sole Dispositive Power 0 | |||||
10. | Shared Dispositive Power 81,000 | |||||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 81,000 | |||||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | |||||
13. | Percent of Class Represented by Amount in Row (11) 0.41% | |||||
14. | Type of Reporting Person (See Instructions) OO |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 25 of 32 – SEC Filing
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 26 of 32 – SEC Filing
Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Basswood Partners, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Basswood Enhanced Long Short GP, LLC | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Basswood Opportunity Partners, LP | ||
By: Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 27 of 32 – SEC Filing
Basswood Opportunity Fund, Inc. | ||
By: Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Basswood Enhanced Long Short Fund, LP | ||
By: Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Basswood Financial Fund, LP | ||
By: Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Basswood Financial Fund, Inc. | ||
By: Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 28 of 32 – SEC Filing
Basswood Financial Long Only Fund, LP | ||
By: Basswood Capital Management, L.L.C. | ||
By: | /s/ Bennett Lindenbaum | |
Name: Bennett Lindenbaum | ||
Title: Managing Member | ||
/s/ Matthew Lindenbaum | ||
Matthew Lindenbaum | ||
/s/ Bennett Lindenbaum | ||
Bennett Lindenbaum | ||
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 29 of 32 – SEC Filing
Abigail Tambor 2012 GST Trust | ||
By: | /s/ Nathan J. Lindenbaum | |
Name: Nathan J. Lindenbaum | ||
Title: Trustee | ||
/s/ Nathan Lindenbaum | ||
Nathan Lindenbaum | ||
MGS Partners, LLC | ||
By: | /s/ Nathan Lindenbaum | |
Name: Nathan Lindenbaum | ||
Title: Managing Member | ||
Nathan J Lindenbaum 2015 Trust | ||
By: | /s/ Shari A. Lindenbaum | |
Name: Shari A. Lindenbaum | ||
Title: Trustee | ||
Naftali Asher Investments LLC | ||
By: | /s/ Shari A. Lindenbaum | |
Name: Shari A. Lindenbaum | ||
Title: Manager | ||
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 30 of 32 – SEC Filing
Victoria and Benjamin Feder 2012 Children’s Trust | ||
By: | /s/ Nathan J. Lindenbaum | |
Name: Nathan J. Lindenbaum | ||
Title: Trustee | ||
/s/ Marcel Lindenbaum | ||
Marcel Lindenbaum | ||
Shari A. Lindenbaum 2014 Trust | ||
By: | /s/ Nathan J. Lindenbaum | |
Name: Nathan J. Lindenbaum | ||
Title: Trustee | ||
/s/ Shari A. Lindenbaum | ||
Shari A. Lindenbaum | ||
/s/ Shai Tambor | ||
Shai Tambor |
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 31 of 32 – SEC Filing
Victoria L. Feder 2012 GSTTrust | ||
By: | /s/ Benjamin Feder | |
Name: Benjamin Feder | ||
Title: Trustee |
/s/ Benjamin Feder | ||
Benjamin Feder | ||
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Follow Dime Community Bancshares Inc. (NASDAQ:DCOM)
Page 32 of 32 – SEC Filing
Fund | Trade Date | Shares Purchased (Sold) | Price |
Basswood Financial Fund, LP | 11/29/17 | (3,581) | $36.55 |
Basswood Financial Fund, LP | 11/29/17 | (1,233) | $36.33 |
Basswood Enhanced Long Short Fund, LP | 11/29/17 | (17,567) | $36.55 |
Basswood Enhanced Long Short Fund, LP | 11/29/17 | (6,048) | $36.33 |
Basswood Financial Long Only Fund, LP | 11/29/17 | (60) | $36.55 |
Basswood Financial Long Only Fund, LP | 11/29/17 | (22) | $36.33 |
Basswood Managed Account | 11/29/17 | (60) | $36.55 |
Basswood Managed Account | 11/29/17 | (21) | $36.33 |
Basswood Opportunity Fund, Inc. | 11/29/17 | (26,447) | $36.55 |
Basswood Opportunity Fund, Inc. | 11/29/17 | (9,106) | $36.33 |
Basswood Managed Account | 11/29/17 | 787 | $36.52 |
Basswood Managed Account | 11/29/17 | 27,309 | $36.52 |
Basswood Financial Fund, LP | 11/30/17 | 6,136 | $35.95 |
Basswood Opportunity Partners, LP | 11/30/17 | 75,401 | $35.95 |
Basswood Opportunity Fund, Inc. | 11/30/17 | (80,309) | $35.95 |
Basswood Opportunity Fund, Inc. | 11/30/17 | (1,228) | $35.94 |