13D Filing: Barney D. Visser Updates Holding of Liquidmetal Technologies Inc (LQMT)

Page 5 of 7 SEC Filing

CUSIP No:   53634X100

13D

Item 1.Security and Issuer

This Amendment No. 6 amends the Schedule 13D originally filed by the Reporting Persons on August 25, 2010, as previously amended on June 7, 2012, June 29, 2012, February 27, 2015, October 7, 2015 and October 28, 2015 with respect to the Common Stock, $0.001 par value per share (the Common Stock), of LiquidMetal Technologies, Inc. (the Issuer).

For purposes of the original 13D and Amendments 1, 2 and 3 thereto, the Reporting Persons were Norden, LLC (Norden), Visser Precision Cast, LLC (VPC), Furniture Row, LLC (Furniture Row) and Barney D. Visser.  Norden no longer owns any shares of Common Stock, and it is not acting together with the Reporting Persons to acquire, hold, vote or dispose of Common Stock.  As a result, Norden is no longer a Reporting Person for purposes of this Schedule 13D.

Except as set forth herein, disclosure in Amendment No. 4 to the Schedule 13D is unchanged.

Item 2.Identity and Background

No material change.

Item 3.Source and Amount of Funds or Other Consideration

No material change.

Item 4.Purpose of Transaction

No material change.

Item 5.Interest in Securities of the Issuer

Item 5 is hereby amended to provide as follows:

During the past 60 days, VPC sold shares of Common Stock in the transactions listed below.  No other transactions in the Common Stock have been effected by the Reporting Persons during the past 60 days.

Date

Number of Shares

Weighted
Average Price
Per Share

Price Range Per
Share

11/24/2015

380,000

$

0.079

$

.079-.079

11/25/2015

261,468

$

0.079

$

.079-.079

1/20/2016

600,000

$

0.0929

$

.090-.102

1/21/2016

900,000

$

0.0912

$

.090-.095

1/22/2016

700,000

$

0.901

$

.090-.091

The Reporting Persons undertake to provide the Issuer, any stockholder of the Issuer or the Staff of the SEC, upon request, information regarding the number shares sold at each price within the ranges set forth above.

After giving effect to such sales, the Reporting Persons beneficial ownership of Common Stock is as follows:

VPC is the direct owner of 9,324,190 shares of Common Stock and the direct owner of a Warrant that, after giving effect to anti-dilution adjustments made through June 30, 2015, may be exercised to purchase 18,860,445 shares of Common Stock (the Warrant Shares).  The 9,324,190 shares of Common Stock and the 18,860,445 Warrant Shares represent direct beneficial ownership of approximately 5.7% of the outstanding shares of Common Stock; and

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