13D Filing: Baker Bros. Advisors and Invitae Corp (NVTA)

Page 2 of 9 – SEC Filing

 

CUSIP No.    46185L103 Page   2  
of   9   Pages

1.

NAMES OF REPORTING PERSONS

Baker Bros. Advisors LP

2.

CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) ¨

(b)
¨

3.

SEC USE ONLY

4.

SOURCE OF FUNDS*

OO

5.

CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

¨

6.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH

7.

SOLE
VOTING POWER 7,288,300

8.

SHARED VOTING POWER: 0

9.

SOLE DISPOSITIVE POWER: 7,288,300

10.

SHARED DISPOSITIVE POWER: 0

11.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
7,288,300

12.

CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

¨

13.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

15.1%(1)

14.

TYPE OF REPORTING PERSON (See Instructions)

IA, PN

(1) Based on 42,935,737 shares of Common Stock outstanding as of June 9, 2017, as reported in the Issuer’s Form 8-K filed
with the Securities and Exchange Commission (“SEC”) on June 13, 2017, plus 5,188,235 shares of Common Stock to be issued
upon the closing of the Private Placement as defined in Item 4 below.

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