13D Filing: Avi Partners and Yume Inc (YUME)

(b)

1. Sole power to vote or direct vote: 3,003,560

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 3,003,560

4. Shared power to dispose or direct the disposition: 0

(c)

AVI Yankee has not entered into any transactions in the Shares during the past sixty days.

B.

AVI LP

(a)

As of the close of business on March 29, 2016, AVI LP beneficially owned 72,433 Shares.

Percentage: Less than 1%

(b)

1. Sole power to vote or direct vote: 72,433

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 72,433

4. Shared power to dispose or direct the disposition: 0

(c)

AVI LP has not entered into any transactions in the Shares during the past sixty days.

C. AVI Management

(a)

AVI Management, as the investment manager of each of AVI Yankee and AVI LP, may be deemed to beneficially own the 3,075,993 Shares owned in the aggregate by AVI Yankee and AVI LP.

Percentage: Approximately 8.8%

(b)

1. Sole power to vote or direct vote: 3,075,993

2. Shared power to vote or direct vote: 0

3. Sole power to dispose or direct the disposition: 3,075,993

4. Shared power to dispose or direct the disposition: 0

(c)

AVI Management has not entered into any transactions in the Shares during the past sixty days.

D.	AVI Partners

(a)

As of the close of business on March 29, 2016, 570,600 Shares were held in the AVI Managed Account. AVI Partners, as the general partner of each of AVI Yankee and AVI LP and the investment advisor of the AVI Managed Account, may be deemed to beneficially own the 3,646,593 Shares owned in the aggregate by AVI Yankee and AVI LP and held in the AVI Managed Account.

Percentage: Approximately 10.5%

13D Filing: Avi Partners and Yume Inc (YUME)

Published on March 30, 2016 at 12:15 pm by Insider Monkey Staff in Hedge Funds, News

Page 9 of 11 – SEC Filing

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