13D Filing: Anchorage Advisors and Rosehill Resources Inc (ROSE)

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CUSIP No.  49877M108
SCHEDULE 13D
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(6)
Calculation is based upon 9,741,859 Shares outstanding, which is the sum of: (i) 5,856,579 Shares outstanding as of April 28, 2017, as reported by the Issuer in a Form 8-K filed on May 3, 2017, (ii) 1,570,759 Shares that the Reporting Person can acquire upon exercise of Warrants, and (iii) 2,314,521 Shares that the Reporting Person can acquire upon conversion of shares of Series A Preferred Stock.
(7)
Calculation is based upon 9,999,584 Shares outstanding, which is the sum of: (i) 5,856,579 Shares outstanding as of April 28, 2017, as reported by the Issuer in a Form 8-K filed on May 3, 2017, (ii) 1,674,919 Shares that the Reporting Person can acquire upon exercise of Warrants, and (iii) 2,468,086 Shares that the Reporting Person can acquire upon conversion of shares of Series A Preferred Stock.
(8)
The Reporting Person’s beneficial ownership percentage reported herein does not account for the shares of Class B Common Stock, par value $0.0001 per share, which vote together as a single class with the Shares on all matter properly submitted to a vote of the stockholders.  As such, the Reporting Persons’ beneficial ownership percentage reported herein over-represents their total voting power with respect to the Issuer. As disclosed in the Issuer’s Form 8-K, filed on May 3, 2017, the Reporting Persons’ total percentage of voting power is approximately 19.1%.
(c)
Other than as set forth in this Schedule 13D, there were no transactions in the Shares by the Reporting Persons in the past sixty days.
(d)
This Item 5(d) is not applicable.
(e)
This Item 5(e) is not applicable.

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