13D Filing: Alibaba Group Holding Ltd (BABA) and BEST Inc (ADR) (BSTI)

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Page 7 of 11 – SEC Filing

 

Item 7. Material to be Filed as Exhibits

 

Exhibit

 

Description

 

 

 

A

 

Joint Filing Agreement, dated September 29, 2017, by and between the Reporting Persons. 

 

 

 

B

 

Form of Ninth Amended and Restated Memorandum and Articles of Association of the Issuer, effective upon the completion of the IPO (filed as Exhibit 3.2 to the Issuers Registration Statement on Form F-1/A, Registration No. 333-218959, filed with the Securities and Exchange Commission on September 6, 2017, and incorporated herein by reference).

C

 

Seventh Amended and Restated Shareholders Agreement, dated as of April 5, 2016, by and among the Issuer, its then existing shareholders, its subsidiaries and its variable interest entity (filed as Exhibit 4.4 to the Issuers Registration Statement on Form F-1, Registration No. 333-218959, filed with the Securities and Exchange Commission on June 26, 2017, and incorporated herein by reference).

D

 

Amendment No. 1 to Seventh Amended and Restated Shareholders Agreement, as adopted by shareholder resolutions on September 6, 2017 (filed as Exhibit 4.5 to the Issuers Registration Statement on Form F-1/A, Registration No. 333-218959, filed with the Securities and Exchange Commission on September 6, 2017, and incorporated herein by reference).

 

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