13D Filing: Alafi Capital Co LLC and Intra-Cellular Therapies Inc. (ITCI)

Name of
reporting person

Alafi Capital Company, LLC

Check the appropriate box if a member
of a group

(a)  ☐        (b)  ☒ (joint filers)

SEC use only

Source of funds

    OO

Check if disclosure of legal
proceedings is required pursuant to Item 2(d) or 2(e)    ☐

Citizenship or place of
organization

    California

Number of

shares

beneficially

owned by

each

reporting

person

with

Sole voting power

    3,953,270 shares

Shared voting power

    0 shares

Sole dispositive power

    3,953,270 shares

Shared dispositive power

    0 shares

Aggregate amount beneficially owned by each reporting person

    3,953,270 shares

Check if the aggregate amount in Row
(11) excludes certain shares    ☐

Percent of class represented by amount
in Row (11)

    7.2%¹

Type of reporting person

    OO